DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••• O••••••••• M••••• F••• L•••
Gross asset value
$1.5B
as of Aug 15, 2024; not a fund size
Peak GAV
$1.8B
highest filing
Owners
1,228
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
97%
Reported
14 filings
Sep 24, 2021 to Aug 15, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.5B as of Aug 15, 2024
Sep 24, 2021$728M then
Owners1,228 as of Aug 15, 2024
Sep 24, 2021768 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-417751reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, National AssociationCharlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- Cross River BankFort Lee, New Jersey · LEI 5493007V8ZEVXWVS3567
- Lendingclub Bank, N.A.San Francisco, California · LEI 549300DFPDZFD8DWQX71
- Valley National BankNew York, New York · LEI KI0VI4JRMCIJ329YTN75
- Wilmington TrustWilmington, Delaware · LEI 254900K52ZHF2PEQE649
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons