DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•• R••••••• P••••••• O••••••• M••••• F•••• L•••
Gross asset value
$2.2B
as of Aug 27, 2024; not a fund size
Peak GAV
$4.7B
highest filing
Owners
26
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
97%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
24 filings
Feb 14, 2012 to Aug 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.2B as of Aug 27, 2024
Feb 14, 2012$2.9B then
Owners26 as of Aug 27, 2024
Feb 14, 2012126 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-95234reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York
- Bofa Securities, Inc.New York, New York
- Citibank LondonLondon, United Kingdom
- Citibank, N.A.New York, New York
- Citigroup Global Markets Inc.New York, New York
- ComputershareToronto, Canada
- Continental Stock Transfer & Trust CompanyNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs Bank USANew York, New York
- National Financial Services LLCBoston, Massachusetts
- Odyssey Trust CompanyToronto, Canada
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 97%reportedadviser and related persons