DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•• C•••• A••• M••••• F•••• L•••
Hedge Fundadvised byO•• C•••• A•••• M••••••••• L•••asset manager805-5636569466no longer reportedIAPD
Gross asset value
$12.3M
as of Mar 1, 2022; not a fund size
Peak GAV
$554M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
93%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
46%
Reported
34 filings
Feb 29, 2012 to Mar 1, 2022
Reporting history
one row per Form ADV filing
Gross asset value$12.3M as of Mar 1, 2022
Feb 29, 2012$278M then
Owners16 as of Mar 1, 2022
Feb 29, 201234 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 27% of the adviser's clients investedreported
- Form D file number
- 021-165571reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Hsbc Bank USA, N.A.New York, New York · LEI 1IE8VN30JCEQV1H4R804
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 93%reportedadviser and related persons