DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byG•••••• A••••••• S•••••• C••••••• L•••asset manager805-5637665665IAPD
Gross asset value
$2.6B
as of Oct 11, 2024; not a fund size
Peak GAV
$2.6B
highest filing
Owners
162
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
38%
of the fund
Owned by funds
34%
fund-of-funds interests
Non-US owners
2%
Reported
29 filings
Mar 30, 2016 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.6B as of Oct 11, 2024
Mar 30, 2016$195M then
Owners162 as of Oct 11, 2024
Mar 30, 201644 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 44% of the adviser's clients investedreported
Form D file number
021-242705reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Carta Securities, LLC
    San Francisco, California
  • Citibank, N.A.
    New York, California
  • Computershare Trust Company, N.A.
    Canton, Massachusetts
  • Equiniti Trust Company, LLC
    Newark, New Jersey
  • JP Morgan Chase Bank, N.A.
    New York, New York
  • Morgan Stanley & Co. LLC
    Monroe, Louisiana
  • Morgan Stanley & Co. LLC
    New York, New York
  • Shareworks By Morgan Stanley
    Calgary, Canada
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
38%reportedadviser and related persons