DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•• C•••••• P••••••• A•••• F•••• L•••
Gross asset value
$879M
as of Jul 8, 2024; not a fund size
Peak GAV
$1.2B
highest filing
Owners
70
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
25%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
22 filings
Feb 13, 2012 to Jul 8, 2024
Reporting history
one row per Form ADV filing
Gross asset value$879M as of Jul 8, 2024
Feb 13, 2012$523M then
Owners70 as of Jul 8, 2024
Feb 13, 201230 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-171398reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaCharlotte, North Carolina · LEI 9DJT3UXIJIZJI4WXO774
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- ComputershareLouisville, Kentucky
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedChicago, Illinois
- The Northern Trust CompanyChicago, Illinois · LEI 549300GLF98S992BC502
Across DFX
shared identifiers only
- B•• C•••••• P••••••• A•••• F•••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 25%reportedadviser and related persons