DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K••• S•• F••• I••• L•••
Gross asset value
$22.3M
as of Aug 13, 2021; not a fund size
Peak GAV
$120M
highest filing
Owners
71
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
46%
fund-of-funds interests
Non-US owners
68%
Reported
9 filings
Mar 28, 2019 to Aug 13, 2021
Reporting history
one row per Form ADV filing
Gross asset value$22.3M as of Aug 13, 2021
Mar 28, 2019$95.4M then
Owners71 as of Aug 13, 2021
Mar 28, 201964 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- yes, 6% of the adviser's clients investedreported
- Form D file number
- 021-312492reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- Keybank National AssociationCleveland, Ohio · LEI HUX2X73FUCYHUVH1BK7
- UBS Financial Services Inc.Naples, Florida
- US BankSt Louis, Missouri
- Wells Fargo Securities, LLCCharlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 9.0%reportedadviser and related persons