DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
Q•• I•••• F•••• L••
Other Private Fundadvised byS••• F•••• M••••••••• I•••asset manager805-5664465558no longer reportedIAPD
Gross asset value
$300M
as of Mar 13, 2017; not a fund size
Peak GAV
$324M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$20.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Mar 28, 2013 to Mar 13, 2017
Reporting history
one row per Form ADV filing
Gross asset value$300M as of Mar 13, 2017
Mar 28, 2013$199M then
Owners9 as of Mar 13, 2017
Mar 28, 20138 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-176729reportedthe join to the Form D offering
- Type as written
- PASSIVE I•••• FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- State Street Bank And Trust CompanyBoston, Massachusetts · related person of the adviser
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons