DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• G••••• C••••• M••••• F•••• L•
Gross asset value
$497M
as of Mar 29, 2019; not a fund size
Peak GAV
$497M
highest filing
Owners
403
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
89%
Reported
20 filings
Jan 2, 2014 to Mar 29, 2019
Reporting history
one row per Form ADV filing
Gross asset value$497M as of Mar 29, 2019
Jan 2, 2014$150M then
Owners403 as of Mar 29, 2019
Jan 2, 2014197 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-148330reportedthe join to the Form D offering
- Type as written
- DIRECT LENDING AND ADVISORY SERVICES FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Abn Amro (Guernsey) LimitedSt. Peter Port, Guernsey
- Branch Banking And Trust CompanyAtlanta, Georgia
- Lek SecuritiesLondon, United Kingdom
- Lucosky Brookman LlpWoodbridge, New Jersey
- Morgan Stanley Private Wealth ManagementNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons