DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V•••••• H••••••••• C•••••• P••••••• I•• L•••
Gross asset value
$51.1M
as of Mar 28, 2024; not a fund size
Peak GAV
$367M
highest filing
Owners
41
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
6%
of the fund
Owned by funds
36%
fund-of-funds interests
Non-US owners
5%
Reported
18 filings
Jul 31, 2014 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$51.1M as of Mar 28, 2024
Jul 31, 2014$0 then
Owners41 as of Mar 28, 2024
Jul 31, 201441 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-213352reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaCharlotte, North Carolina
- First-Citizens Bank And Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Jefferies LLCNew York, New York
- Jpmorgan ChaseSan Francisco, California
- Morgan Stanley Smith Barney LLCWalnut Creek, California · LEI 7PDDXEMZ0ZV0CEDU4D16
- Raymond James & Associates, Inc.St. Petersburg, Florida
Across DFX
shared identifiers only
- V•••••• H••••••••• C•••••• P••••••• I•• L••• · peshared adv fund id
- V•••••• H••••••••• C•••••• P••••••• I•• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons