DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P• F•• L•••
Gross asset value
$106M
as of Aug 21, 2019; not a fund size
Peak GAV
$412M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
73%
fund-of-funds interests
Non-US owners
83%
Reported
27 filings
Apr 1, 2013 to Aug 21, 2019
Reporting history
one row per Form ADV filing
Gross asset value$106M as of Aug 21, 2019
Apr 1, 2013$76.3M then
Owners4 as of Aug 21, 2019
Apr 1, 20133 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank N.A.New York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- Deutsche Bank AgLondon, United Kingdom
- Goldman Sachs & Co. LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- US Bank National AssociationNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons