DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•• E••••••• M•••••• A•••••• M••••• F•••• L•••
Gross asset value
$758M
as of Jan 20, 2021; not a fund size
Peak GAV
$1.5B
highest filing
Owners
34
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
9%
fund-of-funds interests
Non-US owners
1%
Reported
25 filings
Mar 22, 2013 to Jan 20, 2021
Reporting history
one row per Form ADV filing
Gross asset value$758M as of Jan 20, 2021
Mar 22, 2013$0 then
Owners34 as of Jan 20, 2021
Mar 22, 20130 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-190130reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman SachsLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Bank Of America Merrill LynchLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Morgan Stanley & Co. LLCNew York, New York
- Northern TrustChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons