DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E•••••••• C••••••• L•••••• F••• L•
Gross asset value
$4.7M
as of Jul 19, 2017; not a fund size
Peak GAV
$20.0M
highest filing
Owners
29
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
35%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Apr 28, 2014 to Jul 19, 2017
Reporting history
one row per Form ADV filing
Gross asset value$4.7M as of Jul 19, 2017
Apr 28, 2014$20.0M then
Owners29 as of Jul 19, 2017
Apr 28, 201455 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-188371reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Millennium Trust CompanyOak Brook, Illinois
- Wells Fargo Bank, N.A.San Francisco, California
Across DFX
shared identifiers only
- E•••••••• C••••••• L•••••• F••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 35%reportedadviser and related persons