DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••• C•••••• I•• L••
Gross asset value
$551,378
as of Jun 8, 2016; not a fund size
Peak GAV
$10.3M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
51%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Apr 1, 2013 to Jun 8, 2016
Reporting history
one row per Form ADV filing
Gross asset value$551,378 as of Jun 8, 2016
Apr 1, 2013$3.5M then
Owners4 as of Jun 8, 2016
Apr 1, 20136 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America Merrill LynchPennington, New Jersey
Across DFX
shared identifiers only
- P••••••• C•••••• I•• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 51%reportedadviser and related persons