DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••••• M••••• F•••• L•
Gross asset value
$3.9B
as of Mar 28, 2017; not a fund size
Peak GAV
$3.9B
highest filing
Owners
203
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
9%
Reported
11 filings
Feb 15, 2012 to Mar 28, 2017
Reporting history
one row per Form ADV filing
Gross asset value$3.9B as of Mar 28, 2017
Feb 15, 2012$1.6B then
Owners203 as of Mar 28, 2017
Feb 15, 2012228 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-172624reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York
- Barclays Capital Inc.New York, New York
- Goldman, Sachs & Co.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- The Northern Trust International Banking CorporationJersey City, New Jersey
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 11%reportedadviser and related persons