DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••• L••
Gross asset value
$114M
as of Dec 7, 2018; not a fund size
Peak GAV
$114M
highest filing
Owners
45
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
50%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
26 filings
Nov 5, 2014 to Dec 7, 2018
Reporting history
one row per Form ADV filing
Gross asset value$114M as of Dec 7, 2018
Nov 5, 2014$109M then
Owners45 as of Dec 7, 2018
Nov 5, 20141 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- U.S. Bank, N.A.Chicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 50%reportedadviser and related persons