DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

N•••••••• M•••••• L•••

Private Equity Fundadvised byN•••••••• C••••••• L•••asset manager805-5777002079no longer reportedIAPD
Gross asset value
$46.6M
as of Mar 27, 2020; not a fund size
Peak GAV
$47.8M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
18 filings
Apr 3, 2013 to Mar 27, 2020
Reporting history
one row per Form ADV filing
Gross asset value$46.6M as of Mar 27, 2020
Apr 3, 2013$17.2M then
Owners4 as of Mar 27, 2020
Apr 3, 20133 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Canadareported
Clients solicited
noreported
Form D file number
021-181051reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Comerica Bank
    San Jose, California · LEI 70WY0ID1N53Q4254VH70
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
6.0%reportedadviser and related persons