DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• C•••••• P••••••• V•• L•••
Gross asset value
$200M
as of May 10, 2024; not a fund size
Peak GAV
$215M
highest filing
Owners
102
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
26%
of the fund
Owned by funds
12%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Mar 26, 2021 to May 10, 2024
Reporting history
one row per Form ADV filing
Gross asset value$200M as of May 10, 2024
Mar 26, 2021$171M then
Owners102 as of May 10, 2024
Mar 26, 202170 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-382477reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Flagstar Bank, N.A.New York, New York · LEI SS1TRMSN6BRNMOREEV51
- JP Morgan ChaseNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Valley National BankWayne, New Jersey · LEI KI0VI4JRMCIJ329YTN75
Across DFX
shared identifiers only
- S•••••• C•••••• P••••••• V•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 26%reportedadviser and related persons