DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L•• M••••••••• M••••• F••• L••••••
Gross asset value
$6.3B
as of Dec 17, 2024; not a fund size
Peak GAV
$19B
highest filing
Owners
631
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
18%
fund-of-funds interests
Non-US owners
81%
Reported
35 filings
Mar 28, 2012 to Dec 17, 2024
Reporting history
one row per Form ADV filing
Gross asset value$6.3B as of Dec 17, 2024
Mar 28, 2012$342M then
Owners631 as of Dec 17, 2024
Mar 28, 201260 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-179774reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America Securities, Inc.New York, New York · LEI EYKN6V0ZCB8VD9IULB80
- Barclays Bank PlcLondon, United Kingdom · LEI 213800UUGANOMFJ9X769
- Citigroup Global Markets Inc.New York, New York · LEI MBNUM2BPBDO7JBLYG310
- Goldman Sachs InternationalLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Hsbc Bank Plc ("Hsbc")London, United Kingdom
- J.P. Morgan Securities LLC ("Jpms")New York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York · LEI 549300PMHS66E71I2D34
- Morgan Stanley & Co. International PlcLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- National Financial Services LLC Through Its Fidelity Capital Markets Division ("Fidelity")Boston, Massachusetts
- Societe Generale International L••••••London, United Kingdom · LEI 0IKLU6X1B10WK7X42C15
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
- The Bank Of New York Mellon, London BranchLondon, United Kingdom
- UBS Ag (London Branch)London, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
- Wells Fargo Bank N.A.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons