DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
D••••••••• R••• A••••• F••• L•
Gross asset value
$11.0M
as of Mar 9, 2020; not a fund size
Peak GAV
$365M
highest filing
Owners
87
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
21%
of the fund
Owned by funds
39%
fund-of-funds interests
Non-US owners
2%
Reported
111 filings
Mar 30, 2012 to Mar 9, 2020
Reporting history
one row per Form ADV filing
Gross asset value$11.0M as of Jul 23, 2019
Mar 30, 2012$365M then
Owners87 as of Jul 23, 2019
Mar 30, 201285 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-109658reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, National AssociationChicago, Illinois · LEI B4TYDEB6GKMZO031MB27
- U.S. Bank National AssociationChicago, Illinois · LEI 6BYL5QZYBDK8S7L73M02
- Wells Fargo Bank, National AssociationMinneapolis, Minnesota · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 21%reportedadviser and related persons