DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••• C•••••• M•••• M••••• F••• L•••
Gross asset value
$165M
as of Sep 15, 2017; not a fund size
Peak GAV
$165M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
44%
fund-of-funds interests
Non-US owners
96%
Reported
7 filings
Mar 31, 2015 to Sep 15, 2017
Reporting history
one row per Form ADV filing
Gross asset value$165M as of Sep 15, 2017
Mar 31, 2015$0 then
Owners16 as of Sep 15, 2017
Mar 31, 20150 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-243682reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse InternationalNew York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Chase Bank, N.A.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Northern Trust CompanyChicago, Illinois
- Nothern Trust International Banking CorpJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons