DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

I•••••• C•••• F•••• M••••• F•••

Gross asset value
$599M
as of Sep 23, 2024; not a fund size
Peak GAV
$797M
highest filing
Owners
86
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
35%
of the fund
Owned by funds
16%
fund-of-funds interests
Non-US owners
93%
Reported
19 filings
Mar 20, 2017 to Sep 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$599M as of Sep 23, 2024
Mar 20, 2017$241M then
Owners86 as of Sep 23, 2024
Mar 20, 201761 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-376576reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Cmb International Securities L••••••
    Hong Kong, Hong Kong
  • Dbs Bank Ltd., Hong Kong Branch
    Central, Hong Kong · LEI 54930056CTN235SVSI38
  • Morgan Stanley & Co. International Plc.
    London, United Kingdom
  • UBS Ag
    London, United Kingdom
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
35%reportedadviser and related persons