DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••• S•••• H•••••• I••••••••• I• L•••
Gross asset value
$627M
as of Jan 8, 2020; not a fund size
Peak GAV
$627M
highest filing
Owners
181
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
71%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
22%
Reported
10 filings
Mar 31, 2018 to Jan 8, 2020
Reporting history
one row per Form ADV filing
Gross asset value$627M as of Jan 8, 2020
Mar 31, 2018$599M then
Owners181 as of Jan 8, 2020
Mar 31, 201866 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, National AssociationCharlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- Barclays Capital Inc.New York, New York
- Citibank, N.A.New York, New York · LEI 213800PSIFQ2LQLDZ491
- Credit Suisse Securities (USA) LLCNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Prime Inc.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 71%reportedadviser and related persons