DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

B••••••••• G••••• •••• S•••

Private Equity Fundadvised byB••••••••• G••••• A••••••• L•••••asset manager805-5831623697IAPD
Gross asset value
$294M
as of Apr 29, 2024; not a fund size
Peak GAV
$368M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
98%
Reported
7 filings
Mar 31, 2021 to Apr 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$294M as of Apr 29, 2024
Mar 31, 2021$312M then
Owners17 as of Apr 29, 2024
Mar 31, 202114 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Luxembourgreported
Clients solicited
noreported
Form D file number
021-370802reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America, N.A. London
    London, United Kingdom · LEI B4TYDEB6GKMZO031MB27
  • Bank Of America, National Association, Canada Branch
    Toronto, Canada · LEI B4TYDEB6GKMZO031MB27
  • Deutsche Bank A.G.
    Mumbai, India
  • Deutsche Bank Trust Company Americas
    New York, New York · LEI 8EWQ2UQKS07AKK8ANH81
  • First Republic Bank
    San Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • RBC Investor Services Bank S.A.
    Luxembourg, Luxembourg
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
2.0%reportedadviser and related persons