DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
R•••••• S•••••••• M••••• F•••• L•
Gross asset value
$976M
as of Aug 15, 2022; not a fund size
Peak GAV
$1.7B
highest filing
Owners
105
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
17%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
35%
Reported
11 filings
Mar 1, 2018 to Aug 15, 2022
Reporting history
one row per Form ADV filing
Gross asset value$976M as of Aug 15, 2022
Mar 1, 2018$66.2M then
Owners105 as of Aug 15, 2022
Mar 1, 201834 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-134870reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs InternationalNew York, New York · LEI W22LROWP2IHZNBB6K528
- J.P. Morgan Clearing Corp.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCSan Francisco, California
- Morgan Stanley Institutional Liquidity Funds C/O Morgan Stanley Services Company, IncKansas City, Missouri
- Morgan Stanley Private Bank, National AssociationNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 17%reportedadviser and related persons