DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Hedge Fundadvised byP•••••••• C•••••• M••••••••• L•asset manager805-5855505523IAPD
Gross asset value
$98.4M
as of Sep 6, 2024; not a fund size
Peak GAV
$98.4M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
26 filings
Oct 11, 2019 to Sep 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$98.4M as of Sep 6, 2024
Oct 11, 2019$8.8M then
Owners1 as of Sep 6, 2024
Oct 11, 20191 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-342796reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America N.A.
    New York, New York
  • Bofa Securities, Inc.
    New York, New York
  • Citigroup Global Markets Inc.
    New York, New York
  • Citigroup Global Markets Limited
    New York, New York
  • Goldman Sach & Co. LLC
    New York, New York
  • Goldman Sachs International
    New York, New York
  • Jeffries Financial Products, LLC
    New York, New York · LEI 549300VTTUT4EQ1V6W27
  • JP Morgan Chase Bank, Na
    New York, New York
  • Merrill Lynch International
    New York, New York
  • Nomura Global Financial Products Inc.
    New York, New York · LEI 0Z3VO5H2G7GRS05BHJ91
  • Nomura International Plc
    New York, New York · LEI DGQCSV2PHVF712743539
  • Northern Trust Company
    Grand Cayman, Cayman Islands
  • UBS Ag
    Dallas, Texas
  • UBS Securities LLC
    New York, New York
  • Wells Fargo N.A.
    Minneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
100%reportedadviser and related persons