DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K••••••••• F••••• G••••• F•••• L•
Other Private Fundadvised byK••••••••• F••••• A•••••••independent RIA805-5872568752no longer reportedIAPD
Gross asset value
$2.8M
as of Mar 30, 2016; not a fund size
Peak GAV
$3.6M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
97%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
16 filings
Mar 28, 2012 to Mar 30, 2016
Reporting history
one row per Form ADV filing
Gross asset value$2.8M as of Mar 30, 2016
Mar 28, 2012$2.0M then
Owners10 as of Mar 30, 2016
Mar 28, 20126 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-109298reportedthe join to the Form D offering
- Type as written
- SEPARATELY MANAGED PORTFOLIO OF PUBLICLY TRADED SECURITIESreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.Orlando, Florida
Across DFX
shared identifiers only
- K••••••••• F••••• G••••• F•••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 97%reportedadviser and related persons