DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

U••••••• L••• P••• I• L••

Private Equity Fundadvised byU••••••• I••••••••• A•••••••• I•••independent RIA805-5873285252no longer reportedIAPD
Gross asset value
$1.3M
as of Mar 28, 2013; not a fund size
Peak GAV
$2.2M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
15%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Mar 28, 2012 to Mar 28, 2013
Reporting history
one row per Form ADV filing
Gross asset value$1.3M as of Mar 28, 2013
Mar 28, 2012$2.2M then
Owners6 as of Mar 28, 2013
Mar 28, 201210 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
North Carolina, United Statesreported
Clients solicited
noreported
Form D file number
021-1360103reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of Stanly
    Albemarle, North Carolina · related person of the adviser
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
15%reportedadviser and related persons