DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••• P••• L•••••••• M••••• F••• L•••
Gross asset value
$546M
as of Nov 3, 2021; not a fund size
Peak GAV
$546M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
92%
fund-of-funds interests
Non-US owners
77%
Reported
3 filings
Mar 29, 2020 to Nov 3, 2021
Reporting history
one row per Form ADV filing
Gross asset value$546M as of Nov 3, 2021
Mar 29, 2020$0 then
Owners10 as of Nov 3, 2021
Mar 29, 20200 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-351299reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Als CapitalNew York, New York
- Buckler Securities LLCVero Beach, Florida
- Credit Suisse InternationalLondon, United Kingdom
- E D & F Man Capital Markets Inc.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- J.V.B. Financial Group, LLCNew York, New York
- Royal Bank Of CanadaNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons