DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byO•••••••• M••••••••• C•••••••••independent RIA805-5881340583no longer reportedIAPD
Gross asset value
$140,165
as of Aug 17, 2021; not a fund size
Peak GAV
$3.1M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
26%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
37 filings
Nov 29, 2011 to Aug 17, 2021
Reporting history
one row per Form ADV filing
Gross asset value$140,165 as of Aug 17, 2021
Nov 29, 2011$2.6M then
Owners20 as of Aug 17, 2021
Nov 29, 201118 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 5% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Charles Schwab & Co., Inc.
    Orlando, Florida
  • Goldman, Sachs & Co.
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
26%reportedadviser and related persons