DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••• T••••••• F•••• I••••• F••• I•
Gross asset value
$911M
as of May 30, 2018; not a fund size
Peak GAV
$911M
highest filing
Owners
2,858
beneficial owners reported
Minimum investment
$19,330
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
80%
Reported
20 filings
Aug 27, 2013 to May 30, 2018
Reporting history
one row per Form ADV filing
Gross asset value$911M as of May 30, 2018
Aug 27, 2013$78.2M then
Owners2,858 as of May 30, 2018
Aug 27, 2013476 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Canadareported
- Clients solicited
- yes, 55% of the adviser's clients investedreported
- Form D file number
- 021-216359reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of Nova ScotiaToronto, Canada
- Bnp ParibasNew York, New York
- JP MorganBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons