DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•••••••• O••••••••• F••• I• L•
Other Private Fundadvised byO•••••••• M••••••••• C•••••••••independent RIA805-5954311702no longer reportedIAPD
Gross asset value
$13.3M
as of Mar 28, 2019; not a fund size
Peak GAV
$49.1M
highest filing
Owners
23
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
31%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
20 filings
Mar 27, 2013 to Mar 28, 2019
Reporting history
one row per Form ADV filing
Gross asset value$13.3M as of Mar 28, 2019
Mar 27, 2013$25.2M then
Owners23 as of Mar 28, 2019
Mar 27, 201331 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 9% of the adviser's clients investedreported
- Form D file number
- 021-189398reportedthe join to the Form D offering
- Type as written
- LONG-ONLY PRIVATE FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Jefferies LLCNew York, New York
- Northern TrustChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 31%reportedadviser and related persons