DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••••••••• L••• S••••••• Y•••• T• L•••
Gross asset value
$380M
as of May 9, 2024; not a fund size
Peak GAV
$420M
highest filing
Owners
7
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
98%
Reported
10 filings
Mar 31, 2022 to May 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$380M as of May 9, 2024
Mar 31, 2022$373M then
Owners7 as of May 9, 2024
Mar 31, 20226 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-413688reportedthe join to the Form D offering
- Type as written
- INVESTS IN ROYALTY STREAMS AND SECURED STRUCTURED CREDITreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.AWilmington, Delaware
- Btig LLCSan Francisco, California
- Equiniti Trust Company, LLCNewark, New Jersey
- First Republic BankSan Francisco, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons