DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• D••••••• G••••• S••••••••• I••
Gross asset value
$278M
as of Mar 28, 2014; not a fund size
Peak GAV
$278M
highest filing
Owners
21
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
40%
Reported
13 filings
Feb 14, 2012 to Mar 28, 2014
Reporting history
one row per Form ADV filing
Gross asset value$278M as of Mar 28, 2014
Feb 14, 2012$78.7M then
Owners21 as of Mar 28, 2014
Feb 14, 201221 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- United Kingdomreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Lloyds Tsb Bank PlcBirmingham, United Kingdom
Across DFX
shared identifiers only
- C•••••• D••••••• G••••• S••••••••• I•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons