DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S••••• H••••• C••• I••••••••• M••••• F••• L•

Hedge Fundadvised byS••••• C•••••• M••••••••• L•asset manager805-5973071945no longer reportedIAPD
Gross asset value
$443M
as of Mar 29, 2019; not a fund size
Peak GAV
$683M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
92%
fund-of-funds interests
Non-US owners
74%
Reported
8 filings
Aug 28, 2015 to Mar 29, 2019
Reporting history
one row per Form ADV filing
Gross asset value$443M as of Mar 29, 2019
Aug 28, 2015$0 then
Owners16 as of Mar 29, 2019
Aug 28, 20150 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Bermudareported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Morgan Stanley & Co. LLC
    New York, New York
  • The Bank Of New York Mellon
    New York, New York
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey
  • Barclays Capital Inc.
    New York, New York
  • Citigroup Global Markets Inc.
    New York, New York
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Fidelity Brokerage Services LLC
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Merrill Lynch Financial Markets, Inc.
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
3.0%reportedadviser and related persons