DFX Intelligence

RIA Intelligence

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Private fund

C••••• ••••••• T•• B••• F•••

Other Private Fundadvised byC••••• A•••• M••••••••• C•••independent RIA805-5982166041no longer reportedIAPD
Gross asset value
$21.8M
as of May 15, 2020; not a fund size
Peak GAV
$22.4M
highest filing
Owners
760
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
6%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
10 filings
Jul 29, 2015 to May 15, 2020
Reporting history
one row per Form ADV filing
Gross asset value$21.8M as of May 15, 2020
Jul 29, 2015$17.2M then
Owners760 as of May 15, 2020
Jul 29, 2015682 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Canadareported
Clients solicited
yes, 45% of the adviser's clients investedreported
Form D file number
none reportedreported
Type as written
EQUITY / FIXED INCOME / ETF FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Cibc Wood Gundy
    Montreal, Quebec, Canada · LEI 549300TDJKVQJ41VN031
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
6.0%reportedadviser and related persons