DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
X•• H••••••• I• L•••
Other Private Fundadvised byP•••••• W••••••• P••••••• C•••••• M••••••••• L•asset manager805-5986022489no longer reportedIAPD
Gross asset value
$29.2M
as of Oct 30, 2019; not a fund size
Peak GAV
$263M
highest filing
Owners
125
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
15%
of the fund
Owned by funds
20%
fund-of-funds interests
Non-US owners
52%
Reported
22 filings
Apr 1, 2013 to Oct 30, 2019
Reporting history
one row per Form ADV filing
Gross asset value$29.2M as of Oct 30, 2019
Apr 1, 2013$263M then
Owners125 as of Oct 30, 2019
Apr 1, 201353 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- none reportedreported
- Type as written
- LIQUIDITY SPECIAL PURPOSE VEHICLEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankNew York, New York
- First Republic Trust CompanySan Francisco, California
- Goldman Sachs & CoNew York, New York
Across DFX
shared identifiers only
- X•• H••••••• I• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 15%reportedadviser and related persons