DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P••••• I••••••••• F••• 3• L•••
Gross asset value
$276M
as of Mar 29, 2024; not a fund size
Peak GAV
$276M
highest filing
Owners
141
beneficial owners reported
Minimum investment
$6.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
68%
Reported
38 filings
Feb 15, 2012 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$276M as of Mar 29, 2024
Feb 15, 2012$126M then
Owners141 as of Mar 29, 2024
Feb 15, 2012150 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-362967reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Kotak Mahindra Bank LimitedMumbai, India · LEI 335800E6GTTXKHXE2I75
- Northbrook Bank & Trust CompanyNorthbrook, Illinois · LEI CLHA5EVJO4FMZ2WOBV70
- UBS Financial Services Inc.Chicago, Illinois
- UBS Securities LLCStamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons