DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••• F•••• L•

Private Equity Fundadvised byC•••• I•••asset manager805-6004397473IAPD
Gross asset value
$6.7M
as of Aug 24, 2023; not a fund size
Peak GAV
$6.7M
highest filing
Owners
8
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
79%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
22 filings
Mar 26, 2014 to Aug 24, 2023
Reporting history
one row per Form ADV filing
Gross asset value$6.7M as of Aug 24, 2023
Mar 26, 2014$2.5M then
Owners8 as of Aug 24, 2023
Mar 26, 201410 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Texas, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Nevada Agency And Transfer Company
    Reno, Nevada
  • Piper Sandler & Co.
    Minneapolis, Minnesota
  • Raymond James & Associates, Inc.
    St. Petersburg, Florida
  • Texas Capital Bank, N.A.
    Dallas, Texas · LEI 38PG5GG0OEQK4QMSKE59
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
79%reportedadviser and related persons