DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Other Private Fundadvised byG•••••• S•••• • C•• L••wirehouse805-6008521196IAPD
Gross asset value
$0
as of Feb 28, 2024; not a fund size
Peak GAV
$2.8B
highest filing
Owners
233
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
34%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
65%
Reported
231 filings
Mar 30, 2012 to Feb 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$330M as of Jul 19, 2016
Mar 30, 2012$2.8B then
Owners234 as of Jul 19, 2016
Mar 30, 2012236 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
none reportedreported
Type as written
PRIVATE EQUITYreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Santander
    Sau Paolo, Brazil
  • Abn Amro Bank N.V
    Gustav Mahlerlaan, Netherlands
  • Banco Santander (Mexico), S.A.
    Mexico City, Mexico
  • Bank Of America
    Charlotte, California
  • Bank Of America
    Concord, California
  • Bank Of China
    Shenzhen, China
  • Barclays Bank Plc
    London, United Kingdom
  • Barclays Bank Plc, Jersey Branch
    St. Helier, Jersey
  • Bnp Paribas
    Paris, France
  • Ca Indosuez Wealth (Europe)
    Luxembourg, Luxembourg
  • Caceis Bank Luxembourg
    Luxembourg, Luxembourg
  • Carta Securities, LLC
    San Francisco, California
  • Ccb Qingdao Sifang Branch
    Qingdao, China
  • China (Shanghai) Pilot Free Trade Zone Branch, Bank Of China, Shanghai
    Shanghai, China
  • Cibc Bank USA
    Chicago, Illinois
  • Citibank N.A.
    New York, New York
  • Computershare
    Canton, Massachusetts
  • Corland Bmo
    Chicago, Illinois
  • Credit Agricole Corporate And Invesment Bank
    New York, New York
  • Deutsche Bank
    Frankfurt, Germany
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
34%reportedadviser and related persons