DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•••••••• F••• I••• L•••
Gross asset value
$5.9B
as of Mar 29, 2024; not a fund size
Peak GAV
$8.8B
highest filing
Owners
115
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
50%
Reported
17 filings
Mar 30, 2016 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$5.9B as of Mar 29, 2024
Mar 30, 2016$4.1B then
Owners115 as of Mar 29, 2024
Mar 30, 2016113 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York · LEI B4TYDEB6GKMZO031MB27
- Bank Of America, N.A., Hong Kong BranchCentral, Hong Kong
- Bank Of China LimitedTaizhou, Zhejiang, China · LEI 54930053HGCFWVHYZX42
- China Citic Bank International LimitedCentral, Hong Kong · LEI 54930034UPFJV0NHXV95
- Citco Bank Nederland N.V. Dublin BranchDublin, Ireland · LEI 549300SGF4BS54YG8M65
- Citco Bank Nederland N.V. Luxembourg BranchLuxembourg, Luxembourg · LEI 549300SGF4BS54YG8M65
- Citco Custody LimitedCork, Ireland
- Credit Suisse Ag, Hong Kong BranchKowloon, Hong Kong
- Csc Financial Co., Ltd.Beijing, China · LEI 529900K0C62QAJ4ND963
- Goldman Sachs InternationalLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Morgan Stanley & Co. International, PlcLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Shanghai Pudong Development BankShanghai, China · LEI 300300C1031031001330
- The Hongkong And Shanghai Banking Corporation LimitedCentral, Hong Kong · LEI 2HI3YI5320L3RW6NJ957
- UBS Securities Co., Ltd.Shanghai, China · LEI 549300YZ2GIMNB6S2A13
Across DFX
shared identifiers only
- H•••••••• F••• I••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons