DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•• A•••••• P•••••• E••••• F••• I• L•
Gross asset value
$18.4M
as of Jun 4, 2018; not a fund size
Peak GAV
$210M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$187M
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
50%
Reported
24 filings
Mar 30, 2012 to Jun 4, 2018
Reporting history
one row per Form ADV filing
Gross asset value$18.4M as of Jun 4, 2018
Mar 30, 2012$210M then
Owners2 as of Jun 4, 2018
Mar 30, 20122 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 6% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- The Northern Trust CompanyChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
Across DFX
shared identifiers only
- P•• A•••••• P•••••• E••••• F••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons