DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••• H••• Y•••• R••• E••••• D••• F••• I• L•••
Gross asset value
$50.2M
as of Jul 29, 2024; not a fund size
Peak GAV
$152M
highest filing
Owners
11
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
0%
Reported
34 filings
Nov 10, 2015 to Jul 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$50.2M as of Jul 29, 2024
Nov 10, 2015$94.5M then
Owners11 as of Jul 29, 2024
Nov 10, 201510 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-242702reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.New York, New York
- Cortland Capital Market Services LLCChicago, Illinois
- U.S. Bank, N.A.Boston, Massachusetts
- Wells Fargo Bank, N.A.Greenville, South Carolina
- Wells Fargo Securities, LLCCharlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons