DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Pentwater Merger Arbitrage Fund LLC

Hedge Fundadvised byPentwater Capital Management LPasset manager805-6026944739no longer reportedIAPD
Gross asset value
$19.0M
as of Aug 17, 2012; not a fund size
Peak GAV
$19.0M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
3 filings
Mar 30, 2012 to Aug 17, 2012
Reporting history
one row per Form ADV filing
Gross asset value$19.0M as of Aug 17, 2012
Mar 30, 2012$19.0M then
Owners3 as of Aug 17, 2012
Mar 30, 20123 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
feeder of 805-6715586254reported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-170223reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America N.A.
    New York, New York
  • Barclays Bank Plc
    New York, New York
  • Citibank Na
    New York, New York
  • Credit Suisse International
    New York, New York
  • Credit Suisse Securities (Europe) Limited
    New York, New York
  • Credit Suisse Securities (USA) L.L.C.
    New York, New York
  • Deutsche Bank Ag
    New York, New York
  • Goldman Sachc International
    New York, New York
  • Goldman, Sachs & Co.
    New York, New York
  • JP Morgan Chase Bank N.A.
    New York, New York
  • Merrill Lynch International
    New York, New York
  • Morgan Stanley & Co. International Plc
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
100%reportedadviser and related persons