DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••• D•••••• H•••••• L••

Hedge Fundadvised byS••••• I••••••••• M••••••••• L••former805-6037880245no longer reportedIAPD
Gross asset value
$42.3M
as of Mar 31, 2015; not a fund size
Peak GAV
$68.8M
highest filing
Owners
37
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
75%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
10%
Reported
7 filings
Mar 30, 2012 to Mar 31, 2015
Reporting history
one row per Form ADV filing
Gross asset value$42.3M as of Mar 31, 2015
Mar 30, 2012$34.6M then
Owners37 as of Mar 31, 2015
Mar 30, 201246 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 4% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
No custodian reported.
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
75%reportedadviser and related persons