DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
R••••••• C••• L••• A•• R••••••• C••• C••••
Other Private Fundadvised byC••• I••••••••• M••••••••• L••asset manager805-6039326005no longer reportedIAPD
Gross asset value
$7.3M
as of May 17, 2013; not a fund size
Peak GAV
$41.9M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
68%
Reported
3 filings
Mar 30, 2012 to May 17, 2013
Reporting history
one row per Form ADV filing
Gross asset value$7.3M as of May 17, 2013
Mar 30, 2012$41.9M then
Owners5 as of May 17, 2013
Mar 30, 201212 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- COLLATERALIZED LOAN OBLIGATION FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank National Trust CompanySanta Ana, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons