DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••• P••••••• S•••••••• F••• V• L•

Private Equity Fundadvised byC••••• P••••••• H•••••••• L••asset manager805-6048642303no longer reportedIAPD
Gross asset value
$280,472
as of Dec 17, 2021; not a fund size
Peak GAV
$85.8M
highest filing
Owners
58
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
19%
Reported
18 filings
Mar 26, 2013 to Dec 17, 2021
Reporting history
one row per Form ADV filing
Gross asset value$280,472 as of Dec 17, 2021
Mar 26, 2013$45.2M then
Owners58 as of Dec 17, 2021
Mar 26, 201350 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-184309reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Raymond James & Associates, Inc.
    Baltimore, Maryland
  • Silicon Valley Bank
    Santa Clara, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
2.0%reportedadviser and related persons