DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R•• P••••••• L•
Private Equity Fundadvised byS•••• I••••• F•••••••• P•••••••independent RIA805-6053800504no longer reportedIAPD
Gross asset value
$7.3M
as of Nov 21, 2022; not a fund size
Peak GAV
$16.3M
highest filing
Owners
21
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
20 filings
Mar 21, 2012 to Nov 21, 2022
Reporting history
one row per Form ADV filing
Gross asset value$7.3M as of Nov 21, 2022
Mar 21, 2012$16.3M then
Owners21 as of Nov 21, 2022
Mar 21, 201257 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 12% of the adviser's clients investedreported
- Form D file number
- 021-139083reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Northbrook Bank And Trust CompanyNorthbrook, Illinois · LEI CLHA5EVJO4FMZ2WOBV70
Across DFX
shared identifiers only
- R•• P••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons