DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
N•• V••••••• I••• L••
Gross asset value
$58.1M
as of Jun 28, 2024; not a fund size
Peak GAV
$193M
highest filing
Owners
168
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
11%
of the fund
Owned by funds
9%
fund-of-funds interests
Non-US owners
1%
Reported
29 filings
Mar 27, 2017 to Jun 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$58.1M as of Jun 28, 2024
Mar 27, 2017$10.9M then
Owners168 as of Jun 28, 2024
Mar 27, 201712 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 4% of the adviser's clients investedreported
- Form D file number
- 021-272488reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
No custodian reported.
Across DFX
shared identifiers only
- N•• V••••••• I••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons