DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•••• M•••••••• S••••••••• M••••• F••• L•••
Gross asset value
$224M
as of Mar 19, 2019; not a fund size
Peak GAV
$224M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
67%
of the fund
Owned by funds
67%
fund-of-funds interests
Non-US owners
3%
Reported
2 filings
Jun 13, 2018 to Mar 19, 2019
Reporting history
one row per Form ADV filing
Gross asset value$224M as of Mar 19, 2019
Jun 13, 2018$75.0M then
Owners3 as of Mar 19, 2019
Jun 13, 20182 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 22% of the adviser's clients investedreported
- Form D file number
- 021-314484reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bny MellonPittsburgh, Pennsylvania
- Northern TrustNew York, New York
- Pershing Prime ServicesJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 67%reportedadviser and related persons