DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

A•• X• L•

Private Equity Fundadvised byA•• I••••••••• G••••• L••former805-6109167275IAPD
Gross asset value
$22.1M
as of Feb 17, 2021; not a fund size
Peak GAV
$24.8M
highest filing
Owners
80
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
7%
fund-of-funds interests
Non-US owners
1%
Reported
12 filings
Oct 10, 2014 to Feb 17, 2021
Reporting history
one row per Form ADV filing
Gross asset value$22.1M as of Feb 17, 2021
Oct 10, 2014$24.8M then
Owners80 as of Feb 17, 2021
Oct 10, 201480 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 66% of the adviser's clients investedreported
Form D file number
021-88112reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Charles Schwab & Co., Inc.
    San Francisco, California
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Greenwich, Connecticut
  • Morgan Stanley & Co. LLC
    Greenwich, Connecticut
  • RBC Capital Markets, LLC
    Minneapolis, Minnesota
  • UBS Capital Markets L.P.
    Ogden, Utah
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons